Comprehensive Financial Planning

Preparing for Retirement

Investment/Portfolio Management

College Savings Plans

Annuities

Life Insurance and Disability

Long-term Care Insurance

401(k)

403(b)

SIMPLE IRA

SEP IRA

Provide fiduciary training course approved by Fi360 as well as certificate of completion for plan fiduciaries and stewards

Create plan specific investment policy statement (IPS) as well as fiduciary checklist and DOL audit file to ensure ERISA and DOL guidelines are being followed

Plan design consulting and 401k best practices for Trustees/HR professionals

Benchmark plan expenses and fees versus industry peers

QDIA and 404(C) review and analysis

Employee Financial Wellness Program (See attached list of topics)

One-on-one or family meetings with employees (on-site or off-site)

Provide full financial plan upon request

Assist with 401k investment allocations

Explain various investment options and risks involved

Help understand 401k options (Roth vs Traditional, vesting schedule, matching, etc)

401k Rollover assistance/consultation

Provide loan/hardship withdrawal education and assistance